1113 证券代理，投资交易商和经纪人 Securities agents, investment dealers and brokers NOC

1113 证券代理，投资交易商和经纪人 Securities agents, investment dealers and brokers NOC - LEVEL A

证券代理商和投资商为个人投资者，养老基金经理，银行，信托公司，保险公司和其他机构购买和出售股票，债券，国库券，共同基金和其他证券。经纪人代表证券投资商在证券交易所购买和出售股票，债券，商品期货，外汇及其他证券。他们受雇于投资公司，证券经纪公司，股票和商品交易所及证券业其他机构。

Securities agents and investment dealers buy and sell stocks, bonds, treasury bills, mutual funds and other securities for individual investors, pension fund managers, banks, trust companies, insurance firms and other establishments. Brokers buy and sell stocks, bonds, commodity futures, foreign currencies and other securities at stock exchanges on behalf of investment dealers. They are employed by investment companies, stock brokerage firms, stock and commodity exchanges and other establishments in the securities industry.

1113 证券代理，投资交易商和经纪人

代理，证券 agent, securities

债券交易商 bond dealer

经纪人 broker

大宗商品经纪商 commodity broker

折扣经纪商 discount broker

场内交易商 - 商品交换 floor trader – commodity exchange

外汇交易商 foreign exchange trader

投资经纪人 investment dealer

共同基金经纪人 mutual fund broker

共同基金的销售代表 mutual fund sales representative

注册投资代表 registered investment representative

证券代理销售 securities sales agent

证券交易员 securities trader

股票经纪人 stockbroker

注册代表主管 supervisor, registered representatives

1113 证券代理，投资交易商和经纪人主要职责

证券代理商和投资商执行部分或全部下列职责Securities agents and investment dealers perform some or all of the following duties:

准备投资策略，以帮助客户实现其财务目标，提供各种投资建议和信息，以引导他们在管理自己的投资组合，与客户建立长期合作关系

Develop long-term relationships with their clients by preparing investment strategies to help them achieve their financial goals, offering advice and information on various investments to guide them in managing their portfolios

回顾金融期刊，股票和债券报告，商业出版物和其他材料，并开发金融行业内网络，收集相关信息并为客户识别潜在的投资

Review financial periodicals, stock and bond reports, business publications and other material, and develop a network within the financial industry to gather relevant information and identify potential investments for clients

通过为个人投资者，养老基金经理或公司，如银行，信托公司和保险公司购买和出售股票，债券，国库券，共同基金和其他证券，从而开展投资订单

Carry out investment orders by buying and selling stocks, bonds, treasury bills, mutual funds and other securities for individual investors, pension fund managers or companies such as banks, trust companies and insurance firms

监控客户的投资组合，并确保投资交易按照行业规定进行。

Monitor clients investment portfolios and ensure that investment transactions are carried out according to industry regulations.

经纪人执行部分或全部下列职责Brokers perform some or all of the following duties:

代表经销商在证券交易所投资，购买和出售股票，债券，商品期货，外汇及其他证券

Buy and sell stocks, bonds, commodity futures, foreign currencies and other securities at stock exchanges on behalf of investment dealers

通过回顾投资信息和监测交易所大厅交易情况，并通过与其他投资公司的交易部门，养老基金经理和投资公司金融分析师联系沟通，制定交易策略

Develop trading strategies by reviewing investment information and monitoring market conditions from the exchange floor and through contact with trading departments of other investment firms, pension fund managers and investment company financial analysts

出价和要价，购买和出售证券及交易所买卖门票销售的完整细节

Make bids and offers to buy and sell securities and complete details of sales on exchange trade tickets

准备组合持仓评论。

Prepare reviews of portfolios positions.

1113 证券代理，投资交易商和经纪人任职要求

通常需要经济学，企业或其他学科的大学本科或硕士学位。

A bachelors or masters degree in economics, business or other discipline is usually required.

证券销售代表和经纪人需要完成产业投资和销售培训计划，并完成加拿大证券课程和由加拿大证券专业学会指定的注册代表手册考试课程。

Securities sales representatives and brokers require completion of industry investment and sales training programs and completion of the Canadian Securities course and the Registered Representative Manual Exam offered by the Canadian Securities Institute.

专门课程也使用于证券销售代表和想要在具体的投资产品如证券期权和期货合约交易的经纪人。

Specialized courses are also available for securities sales representatives and brokers who want to trade in specific investment products such as securities options and futures contracts.

证券代理商，投资商和经纪人在省内就业需要省证券委员会颁发的执照。

Licensure by the provincial securities commission in the province of employment is required for securities agents, investment dealers and brokers.

1113 证券代理，投资交易商和经纪人附加信息

随着经验积累，可能晋升到相关管理岗位。

Progression to related management positions is possible with experience.

1113 证券代理，投资交易商和经纪人其他分类

财务及投资分析员 Financial and investment analysts [1112](1112)

金融经纪经理（保险，房地产和金融经纪经理） Financial brokerage managers (in [0121](0121) Insurance, real estate and financial brokerage managers )

其他财务人员 Other financial officers [1114](1114)

1113 证券代理，投资交易商和经纪人职称头衔

代理，证券 agent, securities

基金代表 - 投资 annuity representative – investments

债券经纪商 bond broker

债券交易商 bond dealer

债券交易员 bond trader

经纪人 broker

经纪人，投资 broker, investments

大宗商品经纪商 commodity broker

商品交易商 commodity trader

经销商，外汇 dealer, foreign exchange

折扣经纪商 discount broker

股权交易商 equity trader

金融经纪人 financial broker

场内交易商 - 商品交换 floor trader – commodity exchange

场内交易商，证券交易所 floor trader, stock exchange

外汇交易商 foreign exchange dealer

外汇交易商 foreign exchange trader

期货商 futures trader

粮食经纪人 grain broker

粮食经纪人 - 商品交易 grain broker – commodity trading

粮食贸易商 grain trader

独立场内交易商 independent floor trader

投资经纪人 investment broker

投资经纪人 investment dealer

投资代表 investment representative

货币市场交易员 money market trader

共同基金经纪人 mutual fund broker

共同基金销售代理 mutual fund sales agent

共同基金的销售代表 mutual fund sales representative

期权交易员 options trader

注册投资代表 registered investment representative

注册代表监事 registered representatives supervisor

代表，证券 representative, securities

销售代理，证券 sales agent, securities

业务员/男/女，证券 salesman/woman, securities

证券经纪人 securities agent

证券事务代表 securities representative

证券代理销售 securities sales agent

证券业务员/男/女 securities salesman/woman

证券交易员 securities trader

证券交易所场内交易商 stock exchange floor trader

股票经纪人 stockbroker

股票和债券交易人 stocks and bonds trader

注册代表监事， supervisor, registered representatives

交易员，外汇 trader, foreign exchange

交易员，股票和债券 trader, stocks and bonds

信托业务推销员/男/女 trust services salesman/woman

加拿大BC省提名技术移民项目（PNP）是由BC省政府和联邦移民部协议共同运作的移民项目，旨在帮助BC省的雇主雇用并保留拥有所需技能的合资格的外国技术工人。

对于雇主：

1、企业必须注册在BC省范围内，经营一年以上并运营良好；

2、企业如位于大温哥华都会地区以内，必须拥有5名或以上的全职员工；

3、企业如位于大温哥华都会地区以外，必须拥有3名或以上的全职员工。

对于申请人要求：

1、必须具备大专以上学历；

2、满足雇主的招聘要求，多年相关行业工作经验；

3、如果雇主的行业需要具备相应的职业证书，则需提供；

4、具备一定的英文能力，雅思成绩须在5分以上；

5、需拥有足够第一年定居加拿大所需的全家生活费用。

延伸阅读

1315 海关，船舶和其他经纪人 Customs, ship and other brokers NOC

1315 海关，船舶和其他经纪人 Customs, ship and other brokers NOC - LEVEL B

海关经纪人代表进口商和出口商的客户，明确货物通关和目的地。船舶经纪人购买和出售船舶货舱，并代表客户购买和出售船舶，游艇和其他船只。此单元组还包括其他未分类的经纪，代表客户在各方之间进行商业交易，物流或其他服务的谈判。他们受雇于海关，船舶或其他经纪机构，或可能成为自雇人士。

Customs brokers clear goods through customs and to their destination on behalf of importer and exporter clients. Shipbrokers buy and sell cargo space on ships and buy and sell ships, yachts and other watercraft on behalf of clients. This unit group also includes other brokers, not elsewhere classified, who negotiate commercial transactions, logistics or other services between parties on behalf of clients. They are employed by customs, ship or other brokerage establishments or may be self-employed.

1315 海关，船舶和其他经纪人头衔范例

货运经纪人 cargo broker

特许船舶经纪人 chartered shipbroker

报关经纪人 customs broker

汽油经纪人 gas broker

行货报关经纪人 licensed customs broker

船舶经纪人 shipbroker

1315 海关，船舶和其他经纪人主要职责

报关经纪人执行部分或全部下列职责：Customs brokers perform some or all of the following duties:

根据海关规定，法律和程序准备和处理代表的客户端进口/出口文件和其他表格

Prepare and process import/export documents and other forms on behalf of clients according to customs regulations, laws and procedures

使用授权委托书，代表客户注册进口/出口文件

Sign import/export documents on behalf of client, using power of attorney

安排支付关税，税收，储存和进口货物的运输和债券，包括免税商品

Arrange for payment of duties, taxes, storage and transportation of imported goods and bonds to cover duty goods

为客户提高商品的报价税和税率

Quote duty and tax rates on commodities for clients

为客户提供以下相关事宜的咨询服务，出口和进口限制，关税制度，信用证，保险需求和其他相关事宜

Provide advice to clients on export and import restrictions, tariff systems, letters of credit, insurance requirements and other custom related matters

* 可能代表客户端出席行政法庭或与其他政府官员交涉。

May represent client before administrative tribunals or in other dealings with government officials.

船舶经纪人执行部分或全部下列职责Shipbrokers perform some or all of the following duties:

代表个人，公司和政府购买和销售货物船舶货仓

Buy and sell cargo space on ships on behalf of individuals, companies and governments

咨询贸易刊物及其他来源，向客户提供可用货舱，目的地，费率和出发地点和时间等相关信息，并为客户安排船舶租赁

Consult trade publications and other sources to provide information to clients on available cargo space, destinations, rates and departure locations and times, and arrange ship charters for clients

协商的利率和期限，并准备合同和其他文件

Negotiate rates and terms and prepare contracts and other papers

代表客户购买和出售船舶，游艇和其他船只

Buy and sell ships, yachts and other watercraft on behalf of clients

为客户购买或出售船只时，检查船只，解释功能和谈判价格

Inspect vessels, explain features and negotiate price when purchasing or selling for clients

安排货物或船舶的保险事宜

Arrange for insurance coverage for cargo or for ships

安排船舶注册登记及许可执照。

Arrange for registration and licensing of ships.

1315 海关，船舶和其他经纪人任职要求

必需完成中学学业。

Completion of secondary school is required.

可能需要电子商务或相关专业的大专教育。

Some post-secondary education in commerce or a related field may be required.

海关经纪人要求具备多年的在职培训并且完成报关行报关协会国际联合会的培训计划。

Customs brokers require several years of on-the-job training and completion of a customs brokers training program through the International Federation of Customs Brokers Association.

经营报关业务的个人或公司必需具备由加拿大边境服务局颁发的海关经纪人执照。

A customs broker licence, issued by the Canada Border Services Agency, is required for an individual or company to operate a customs brokerage business.

出售船舶货舱的船舶经纪人通常需要多年的在职培训或相关工作经验，如船舶公司调度经验。出售船只的船舶经纪人通常需要具备各种船只的深入经验和知识。

Shipbrokers selling cargo space on ships usually require several years of on-the-job training or related experience such as shipping company scheduling experience. Shipbrokers selling watercraft usually require in-depth experience with, and knowledge of, various watercraft.

船务经纪专业学会的函授课程适用于船舶经纪。

Correspondence courses from the Institute of Chartered Shipbrokers are available for shipbrokers.

1315 海关，船舶和其他经纪人附加信息

本单元组的不同类型经纪人之间不具有可流动性。

There is no mobility between the different types of brokers in this unit group.

1315 海关，船舶和其他经纪人其他分类 Classified elsewhere

保险经纪人（保险代理人和经纪人） Insurance brokers (in [6231](6231) Insurance agents and brokers )

保险，房地产和金融的经纪经理 Insurance, real estate and financial brokerage managers [0121](0121)

证券代理商，投资商和经纪人 Securities agents, investment dealers and brokers [1113](1113)

1315 海关，船舶和其他经纪人职称头衔 All titles

经纪人，货物 broker, cargo

经纪人，海关大楼 broker, customs house

经纪人，石油 broker, gas

经纪人，情报海关 broker, information customs

券商，石油租赁 broker, oil lease

经纪人，游艇 broker, yacht

货运经纪人 cargo broker

特许船舶经纪人 chartered shipbroker

报关行 customs broker

海关清关代理 customs clearance agent

海关顾问 customs consultant

海关房子经纪人 customs house broker

海关信息经纪人 customs information broker

指定的船舶经纪 designated shipbroker

气体经纪人 gas broker

行货报关行 licensed customs broker

石油租赁经纪人 oil lease broker

合格的报关行 qualified customs broker

费经纪人 royalty broker

船舶代理 ship agent

船行代理 ship line agent

船舶经纪人 shipbroker

供应链专家 - 报关 supply chain specialist – customs brokerage

游艇经纪人 yacht broker

加拿大BC省提名技术移民项目（PNP）是由BC省政府和联邦移民部协议共同运作的移民项目，旨在帮助BC省的雇主雇用并保留拥有所需技能的合资格的外国技术工人。

对于雇主：

1、企业必须注册在BC省范围内，经营一年以上并运营良好；

2、企业如位于大温哥华都会地区以内，必须拥有5名或以上的全职员工；

3、企业如位于大温哥华都会地区以外，必须拥有3名或以上的全职员工。

对于申请人要求：

1、必须具备大专以上学历；

2、满足雇主的招聘要求，多年相关行业工作经验；

3、如果雇主的行业需要具备相应的职业证书，则需提供；

4、具备一定的英文能力，雅思成绩须在5分以上；

5、需拥有足够第一年定居加拿大所需的全家生活费用。

1225 采购代理和人员 Purchasing agents and officers NOC

1225 采购代理和人员 Purchasing agents and officers NOC - LEVEL B

采购代理和人员购买所在公司要使用的活进一步加工的通用和专用设备，材料，土地或访问权限和业务服务。他们受雇于整个公共部门和私营部门。

Purchasing agents and officers purchase general and specialized equipment, materials, land or access rights and business services for use or for further processing by their establishment. They are employed throughout the public and private sectors.

1225 采购代理和人员头衔范例

合同管理人员 contract management officer

合同干事 contracts officer

能源资产的表面土地分析师 energy asset surface land analyst

材料管理人员 material management officer

采购人员 procurement officer

买方，家具装饰 purchaser, furniture and furnishings

采购代理 purchasing agent

供应商，政府 supply officer, government

1225 采购代理和人员主要职责

采购代理和人员执行部分或全部下列职责：Purchasing agents and officers perform some or all of the following duties:

购买公司要用的活进一步加工的通用和专用设备，材料，土地或访问权限，或业务服务。

Purchase general and specialized equipment, materials, land or access rights, or business services for use or for further processing by their establishment

评估公司需求，制定要购买设备，材料和用品的说明

Assess requirements of an establishment and develop specifications for equipment, materials and supplies to be purchased

邀请招标，与供应商咨询报价并评估报价

Invite tenders, consult with suppliers and review quotations

确定或协商合同条款和条件，向供应商提供合同或推荐合同裁定书

Determine or negotiate contract terms and conditions, award supplier contracts or recommend contract awards

协商征地或公共或私人用途的访问权限，并指导进行实地调查

Negotiate land acquisition or access rights for public or private use, and may conduct field investigations of properties

可以聘请，培训或监督采购文员。

May hire, train or supervise purchasing clerks.

采购代理和人员可以专注于特定的材料或业务服务，如家具或办公设备购置。

Purchasing agents and officers may specialize in the purchase of particular materials or business services such as furniture or office equipment.

1225 采购代理和人员任职要求

通常需要商业管理，商业或经济学大学本科学历或大专文凭。

A bachelors degree or college diploma in business administration, commerce or economics is usually required.

采购代理和购买专用材料或业务服务的人员可能需要相关大学学位或大专文凭。例如，工业产品采购员可能需要工程学士学位或大专文凭。

Purchasing agents and officers purchasing specialized materials or business services may require a related university degree or college diploma. For example, a bachelors degree or college diploma in engineering may be required for purchasers of industrial products.

可能需要加拿大采购管理协会（PMAC）的采购从业证书。

A certificate in purchasing from the Purchasing Management Association of Canada (PMAC) may be required.

可能需要采购文员或作为行政职员的以往经验。

Previous experience as a purchasing clerk or as an administrative clerk may be required.

可能需要国际权利方法协会（IRWA）的认证。

Certification from the International Right of Way Association (IRWA) may be required.

1225 采购代理和人员附加信息

随着经验积累，可能晋升为管理岗位。

Progression to managerial positions is possible with experience.

1225 采购代理和人员其他分类

采购和库存控制人员 Purchasing and inventory control workers [1524](1524)

采购经理人 Purchasing managers [0113](0113)

零售及批发买家 Retail and wholesale buyers [6222](6222)

1225 采购代理和人员职称头衔

广告买家 advertising buyer

代理，路权即优先行驶权 agent, right-of-way

分析师，采购合同 analyst, purchasing contracts

业务服务的采购人员 business services purchasing officer

买家 - 生产及加工 buyer – manufacturing and processing

买方 - 采购 buyer – purchasing

买家，广告 buyer, advertising

买家，媒体的时间和空间 buyer, media time and space

合同索赔考官 contract claims examiner

合同管理人员 contract management officer

合同的谈判 contract negotiator

合同干事 contracts officer

能源资产的合资企业代表 energy asset joint venture representative

能源资产的表面土地分析师 energy asset surface land analyst

媒体估计师 estimator, media

家具和陈设买主 furniture and furnishings purchaser

政府补给干事 government supply officer

谷物买家 grain buyer

酒店采购代理 hotel purchasing agent

酒店采购人员 hotel purchasing officer

土地代理 land agent

土地谈判代表 land negotiator

石油承租人 - 石油和天然气 landman/woman – oil and gas

材料管理人员 material management officer

物资采购人员 material purchasing officer

材料统筹 materials co-ordinator

媒体买家 media buyer

媒体评估人 media estimator

媒体时间和空间的买家 media time and space buyer

矿产土地承包分析师 mineral land contracts analyst

谈判代表，采购合同 negotiator, purchasing contracts

办公设备采购人员 office equipment purchasing officer

合同管理人员， officer, contract management

铁矿石买家 ore buyer

客运和货运率分析师 passenger and freight rates analyst

石油土地管理员 petroleum land administrator

采购人员 procurement officer

产品管理员 products administrator

纸浆用木材买家 pulpwood buyer

购买者 purchaser

买方，家具装饰 purchaser, furniture and furnishings

采购代理 purchasing agent

采购合同管理员 purchasing contracts administrator

分析师采购合同 purchasing contracts analyst

采购合同管理人员 purchasing contracts management officer

采购合同的谈判 purchasing contracts negotiator

采购合同官 purchasing contracts officer

采购人员 purchasing officer

采购主管 purchasing supervisor

采购服务合同的谈判 purchasing-services contracts negotiator

无线电时间买家 radio time buyer

餐厅采购代理 restaurant purchasing agent

餐厅的采购人员 restaurant purchasing officer

偏右的方式代理 right-of-way agent

资深买家 - 采购 senior buyer – purchasing

服务合同的谈判 services contracts negotiator

管理工作人员 stewardship officer

储存设备的采购统筹 storage purchasing co-ordinator

主管，采购 supervisor, purchasing

供应链专家 - 采购 supply chain specialist – procurement

供应官，政府 supply officer, government

电视的时间买家 television time buyer

以及设施资产分析师 well and facilities asset analyst

加拿大BC省提名技术移民项目（PNP）是由BC省政府和联邦移民部协议共同运作的移民项目，旨在帮助BC省的雇主雇用并保留拥有所需技能的合资格的外国技术工人。

对于雇主：

1、企业必须注册在BC省范围内，经营一年以上并运营良好；

2、企业如位于大温哥华都会地区以内，必须拥有5名或以上的全职员工；

3、企业如位于大温哥华都会地区以外，必须拥有3名或以上的全职员工。

对于申请人要求：

1、必须具备大专以上学历；

2、满足雇主的招聘要求，多年相关行业工作经验；

3、如果雇主的行业需要具备相应的职业证书，则需提供；

4、具备一定的英文能力，雅思成绩须在5分以上；

5、需拥有足够第一年定居加拿大所需的全家生活费用。

移民网(ym16.com)为您提供最全面最新的移民相关知识和政策，帮助您解决移民中遇到的各种疑难杂症。其中《1113 证券代理，投资交易商和经纪人 Securities agents, investment dealers and brokers NOC》的内容由移民知识小编2023精选编辑整理而成，希望对您的移民有所帮助，欢迎您通过海外潮人的移民经验专题访问更多精彩移民内容。